Corporate/Securities/Enterprise Law and Policy
“Trust platforms: The digitalization of corporate governance and the transformation of trust in polycentric space,” Regulation and Governance (2024) doi:10.1111/rego.12614 Download HERE
The Problem of the Enterprise and the Enterprise of Law: Multinational Enterprises as Polycentric Transnational Regulatory Space,” Peer Zumbasen (ed) The Oxford Handbook of Transnational Law (OUP, 2021)
DOI: 10.1093/oxfordhb/9780197547410.013.35 . Access HERE.
白 轲 [Larry Catá Backer], 西方反腐领域新举措，从“各自为政“到“一股合力“ 58(2):17-30 吉林大学社会科学学报 — [Sword One Thrust Strategy” to Combat Criminal Corruption: Corporate Compliance, Prosecutorial Discretion, and Sovereign Investor Oversight, Jilin University Journal of Social Science] 58(2):17-30 (2018) (ISSN 0257-2834; DOI 10.15939/j.jujsse.2018.02.fx2). DOWNLOAD MANUSCRIPT HERE: 从“各自为政”到“一股合力”，（西方）反腐领域新举措：企业合规法律制度，公诉人自由裁量权以及国家主权投资人制度
“The Corporate Social Responsibilities of Financial Institutions For the Conduct of their Borrowers: The View From International Law Standards,” Lewis & Clark Law Review 21(4):881-919 (2017) DOWNLOAD ARTICLE HERE: LCB_21_4_Article_1_Backer
The Human Rights Obligations of State-Owned Enterprises: Emerging Conceptual Structures and Principles in National and International Law and Policy, Vanderbilt Journal of International Law 50(4):827-888 (2017) DOWNLOAD ARTICLE HERE: Vanderbilt_SOES
Shaping a Global Law for Business Enterprises: Framing Principles and the Promise of a Comprehensive Treaty on Business and Human Rights, North Carolina Journal of International Law 42(2): 417-504 (2016). DOWNLOAD ARTICLE HERE: REV_Backer_2AE1_CLEAN
Corporate Social Responsibility in Weak Governance Zones, Santa Clara Journal of International Law4(1):297-332 (2016). DOWNLOAD ARTICLE HERE: Corporate Social Responsibility in Weak Governance Zones
Regulating Multinational Corporations — Trends, Challenges and Opportunities, Brown Journal of World Affairs 22(1):153-173 (2015) Backer.pdf DOWNLOAD ARTICLE HERE: Backer
Private Actors and Public Governance Beyond the State: The Multinational Corporation, the Financial Stability Board and the Global Governance Order, 18(2) Indiana Journal of Global Legal Studies 751 (2011). DOWNLOAD ARTICLE HERE: Indiana Journal of Global Legal Studies Vol 18 Summer 2011
“Monitor and Manage: MiFID and Power in the Regulation of EU Financial Markets,” Yearbook of European Law 27:349-386 (Oxford U. Press, 2008); reprinted in MiFID: A Competitive Landscape (Hyderabad, India: ICFAI University Press (http://www.iupindia.org/default.asp), 2008). DOWNLOAD ARTICLE HERE: Yearbook of European Law-2008-Catá Backer-349-86
“Global Panopticism: Surveillance Lawmaking by Corporations, States, and Other Entities,” Indiana Journal of Global Legal Studies 15(1):101-148 (2008). DOWNLOAD ARTICLE HERE: Global Panopticism
“Multinational Corporations as Objects and Sources of Transnational Regulation,” ILSA Journal Of International & Comparative Law 14:499-523 (2008). DOWNLOAD ARTICLE HERE: 14ILSAJIntl&CompL499(2007-2008)
“From Moral Obligation to International Law: Disclosure Systems, Markets and the Regulation of Multinational Corporations,” Georgetown Journal of International Law 39:591-653 (2008). DOWNLOAD ARTICLE HERE:Georgetown Law Review – From Moral Obligation to International Law
“The Private Law of Public Law: Public Authorities As Shareholders, Golden Shares, Sovereign Wealth Funds, And The Public Law Element In Private Choice of Law,” Tulane Law Review 82(5):1801-1868 (2008). DOWNLOAD ARTICLE HERE: Tulane Law Review – Backer
“Economic Globalization and the Rise of Efficient Systems of Global Private Law Making: Wal-Mart as Global Legislator,” University of Connecticut Law Review39(4): 1739-1784 (2007). DOWNLOAD ARTICLE HERE: 39(4)UConnLRev1739(2007)WalMart
“The Autonomous Global Corporation: On the Role of Organizational Law Beyond Asset Partitioning and Legal Personality,” 41(4) Tulsa Law Journal 41(4):541-571 (2006). DOWNLOAD ARTICLE HERE: 41TulsaLRev541(2006)AutonomousCorp
“Multinational Corporations, Transnational Law: The United Nation’s Norms on the Responsibilities of Transnational Corporations as a Harbinger of Corporate Social Responsibility as International Law,” Columbia Human Rights Law Review 37:287-389 (2006). DOWNLOAD ARTICLE HERE: 37ColumbHmnRtsLRev287(2006)Multinational
“Director Independence and the Duty of Care: Race, Gender, Class and the Disney-Ovitz Litigation,” St. John’s Law Review 79:1011-1103 (2005). DOWNLOAD ARTICLE HERE: 79St.John’sLRev1011(2005)Disney
Cuban Corporate Governance at the Crossroads: Cuban Marxism, Private Economic Collectives, and Free Market Globalism, Transnational Law & Contemporary Problems 14(2):337-418 (2004). DOWNLOAD ARTICLE HERE: 14TransLawContempProbs337(2004)
“The Duty to Monitor: Emerging Obligations of Outside Lawyers and Auditors to Detect and Report Corporate Wrongdoing Beyond the Federal Securities Laws,” St. John’s Law Review 77(4):919-1018 (2003), reprinted 53(4) Defense L.J. 671 (2004). DOWNLOAD ARTICLE HERE: 77StJohnsLRev919(2003)Monitors
“Surveillance and Control: Internal, External and Governmental Monitoring of Corporate Insiders After Sarbanes-Oxley,” Michigan State Law Review 2004(2):327-440. DOWNLOAD ARTICLE HERE: 2004MSULRev327(2004)SurvandControl
“The Sarbanes-Oxley Act: Federalizing Norms for Officers, Lawyer and Accountant Behavior,” St. John’s Law Review 76:897-951 (2002). DOWNLOAD ARTICLE HERE: 76StJohnsLRev897(2002)
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